Senior Broker-Dealer Accountant at Webull in New York, NY

Job description

• We’re looking for a hands-on Senior Accountant with broker-dealer experience to own complex areas of the monthly close and play a key role in audit readiness and execution. This role requires someone who can operate independently, dig into issues, and exercise sound judgment on when to resolve vs escalate.
• You’ll work across accounting, operations, and compliance to ensure accurate financial reporting in a regulated environment.

Responsibilities

• Monthly Close & Accounting Operations
• Own and execute key components of the monthly and quarterly close
• Prepare and review journal entries, account reconciliations, and variance analyses
• Investigate and resolve reconciliation breaks across sub-ledgers and the general ledger
• Ensure timely, accurate financial reporting in a multi-entity environment
• Broker-Dealer & Regulatory Accounting
• Support preparation of regulatory reports (e.g., FOCUS reporting, net capital, reserve calculations)
• Apply understanding of broker-dealer accounting
• Partner with compliance and finance on regulatory requirements and changes
• Audit Support & Readiness
• Serve as a primary point of contact for audit requests in assigned areas
• Prepare clear, well-documented support for external auditors (PBC requests)
• Respond to audit inquiries with timely and complete responses
• Identify and remediate control gaps or documentation issues
• Problem Solving & Process Improvement
• Proactively identify issues during close and drive resolution
• Escalate risks and issues appropriately, with context and proposed solutions
• Improve processes, documentation, and controls to increase efficiency and reduce risk

Requirements

• 3–7+ years of accounting experience, with broker-dealer or financial services exposure
• Hands-on experience with monthly close and account reconciliations
• Direct experience supporting external audits
• Familiarity with SEC / FINRA reporting requirements (net capital, reserve, FOCUS)
• Strong Excel skills (comfortable working with large datasets)
• Experience with ERP systems (e.g., NetSuite, Oracle, SAP, or similar)
• Understanding of internal controls and audit documentation standards
• Experience with crypto / digital asset accounting (custody, wallet tracking, fair value considerations)
• CPA (Certified Public Accountant) or active progress toward certification
• Series 27 (FINOP) or prior experience supporting a Financial and Operations Principal
• Background in a clearing firm environment or direct interaction with clearing brokers

Skills

Required

• Operate independently
• Dig into issues
• Proactively identify issues
• Excel
• SEC / FINRA reporting
• FOCUS reporting
• Net capital calculations
• Reserve calculations

Benefits

• Investing in our people is a top priority for us, which is why we have a comprehensive benefits package that includes:
• Comprehensive Health Coverage: 100% paid medical and dental insurance for employees and dependents, vision insurance, and more!
• Financial Support: 401(k) match, commuter benefits for NY positions, and short-term disability coverage.
• Work-Life Balance: Generous time off that increases with tenure, paid parental leave, personal days, sick time, volunteer days and company holidays.
• Wellness & Pet Care: Fitness and wellness benefits, plus pet insurance for your furry friends.
• Investing in Your Future: We provide tuition reimbursement to help you pursue relevant degrees, certifications, and training that align with your career goals.
• Dynamic Office Perks: Catered breakfast (every Monday) & lunches (every Friday), fully stocked kitchens, and monthly happy hours to connect and collaborate.
• This role is based in our NY Wall Street office (44 Wall Street, NYC), where in-person collaboration fuels growth, mentorship, and innovation. At Webull, we’re committed to fair, equitable, and transparent compensation. The base salary range is $110,000 - 165,000 annually, plus a discretionary bonus and full benefits. Final offers consider experience, location, and relevant qualifications.